Documentation

Secondary Documents

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Notice:

Access to secondary documents is restricted to "Members" only. Please login or join the APLMA to access APLMA documents.

The Loan Market Association (LMA) form of secondary debt trading documentation is provided on the Asia Pacific Loan Market Association (APLMA) website for the convenience of members. The APLMA: (i) has not reviewed and does not endorse the LMA form of secondary debt trading documentation; and (ii) the inclusion of the LMA form of secondary debt trading documentation on the APLMA website should not be construed as an approval by the APLMA of the terms of that documentation. The APLMA does not accept any responsibility for any use to which the LMA form of secondary debt trading documentation may be put, or for any loss, damage or liability arising from its use. Members should review and consider all necessary amendments to the LMA form of secondary debt trading documentation before using them.

APLMA Secondary Documents
21/03/2011Guidance Note on Revised LMA Secondary Debt Trading Documentation
LMA Secondary Documents
29/10/2018LMA Secondary Debt Trading Documentation User Guide (Clean)
29/10/2018LMA Secondary Debt Trading Documentation User Guide (Mark up)
29/10/2018LMA Standard Terms and Conditions for Par and Distressed Trade Transactions (Bank Debt/Claims) (Clean)
29/10/2018LMA Standard Terms and Conditions for Par and Distressed Trade Transactions (Bank Debt/Claims) (Mark up)
22/12/2017LMA Secondary Debt Trading Documentation User Guide (Clean)
22/12/2017LMA Secondary Debt Trading Documentation User Guide (Mark up)
22/12/2017LMA Standard Terms and Conditions for Par and Distressed Trade Transactions (Bank Debt/Claims) (Clean)
22/12/2017LMA Standard Terms and Conditions for Par and Distressed Trade Transactions (Bank Debt/Claims) (Mark up)
22/12/2017LMA Trade Confirmation (Bank Debt) (Clean)
22/12/2017LMA Trade Confirmation (Bank Debt) (Mark up)
22/12/2017LMA Trade Confirmation (Claims) (Clean)
22/12/2017LMA Trade Confirmation (Claims) (Mark up)
22/12/2017Trade Confirmation (Risk Participation) (Clean)
22/12/2017Trade Confirmation (Risk Participation) (Mark up)
27/09/2017LMA Master Risk Participation Agreement (Par) (Clean)
25/09/2017LMA Funded Participation (Distressed/Claims) (Clean)
25/09/2017LMA Funded Participation (Distressed/Claims) (Marked Up)
25/09/2017LMA Funded Participation (Par/Distressed) (Clean)
25/09/2017LMA Funded Participation (Par/Distressed) (Marked Up)
25/09/2017LMA Funded/Risk Participation (Par) (Clean)
25/09/2017LMA Funded/Risk Participation (Par) (Mark-up)
25/09/2017LMA Master Funded Participation Agreement (Par/Distressed) (Clean)
25/09/2017LMA Master Funded Participation Agreement (Par/Distressed) (Marked Up)
25/09/2017LMA Master Risk Participation Agreement (Par) (Marked Up)
25/09/2017LMA Risk Participation (Par) (Clean)
25/09/2017LMA Risk Participation (Par) (Marked Up)
25/09/2017LMA Risk to Funded Participation (Par) (Clean)
25/09/2017LMA Risk to Funded Participation (Par) (Marked Up)
25/09/2017LMA Secondary Trading Documentation User Guide (Clean)
25/09/2017LMA Secondary Trading Documentation User Guide (Mark up)
25/09/2017LMA Standard Terms and Conditions for Par & Distressed Trade Transactions (Bank Debt/Claims) (Clean)
25/09/2017LMA Standard Terms and Conditions for Par & Distressed Trade Transactions (Bank Debt/Claims) (Mark up)
27/06/2017LMA Secondary Trading Documentation User Guide
27/06/2017LMA Secondary Trading Documentation User Guide (Mark up)
27/06/2017LMA Standard Terms and Conditions for Par & Distressed Trade Transactions (Bank Debt/Claims)
27/06/2017LMA Standard Terms and Conditions for Par & Distressed Trade Transactions (Bank Debt/Claims) (Mark up)
20/04/2016LMA Secondary Trading Documentation User Guide (Clean)
20/04/2016LMA Secondary Trading Documentation User Guide (Marked Up)
20/04/2016LMA Standard Terms & Conditions for Par & Distressed Trade Transactions (Bank Debt/Claims) (Clean)
20/04/2016LMA Standard Terms & Conditions for Par & Distressed Trade Transactions (Bank Debt/Claims) (Marked Up)
16/12/2015LMA Funded Participation (Distressed/Claims) (Clean)
16/12/2015LMA Funded Participation (Distressed/Claims) (Marked Up)
16/12/2015LMA Funded Participation (Par/Distressed) (Clean)
16/12/2015LMA Funded Participation (Par/Distressed) (Marked Up)
16/12/2015LMA Funded/Risk Participation (Par) (Clean)
16/12/2015LMA Funded/Risk Participation (Par) (Mark-up)
16/12/2015LMA Master Funded Participation Agreement (Par/Distressed) (Clean)
16/12/2015LMA Master Funded Participation Agreement (Par/Distressed) (Marked Up)
16/12/2015LMA Master Risk Participation Agreement (Par) (Clean)
16/12/2015LMA Master Risk Participation Agreement (Par) (Marked Up)
16/12/2015LMA Risk Participation (Par) (Clean)
16/12/2015LMA Risk Participation (Par) (Marked Up)
16/12/2015LMA Risk to Funded Participation (Par) (Clean)
16/12/2015LMA Risk to Funded Participation (Par) (Marked Up)
16/12/2015LMA Secondary Trading Documentation User Guide (Clean)
16/12/2015LMA Secondary Trading Documentation User Guide (Marked Up)
16/12/2015LMA Standard Terms & Conditions for Par & Distressed Trade Transactions (Bank Debt / Claims) (Clean)
16/12/2015LMA Standard Terms & Conditions for Par & Distressed Trade Transactions (Bank Debt / Claims) (Marked Up)
16/12/2015LMA Trade Confirmation (Bank Debt) (Clean)
16/12/2015LMA Trade Confirmation (Bank Debt) (Marked Up)
16/12/2015LMA Trade Confirmation (Claims) (Clean)
16/12/2015LMA Trade Confirmation (Claims) (Marked Up)
16/12/2015LMA Trade Confirmation (Risk Participation) (Clean)
16/12/2015LMA Trade Confirmation (Risk Participation) (Marked Up)
02/12/2014LMA Funded Participation (Distressed/Claims) (Clean)
02/12/2014LMA Funded Participation (Distressed/Claims) (Mark-up)
02/12/2014LMA Funded Participation (Par/Distressed) (Clean)
02/12/2014LMA Funded Participation (Par/Distressed) (Mark-up)
02/12/2014LMA Funded/Risk Participation (Par) (Clean)
02/12/2014LMA Funded/Risk Participation (Par) (Mark-up)
02/12/2014LMA Master Funded Participation Agreement (Par/Distressed) (Clean)
02/12/2014LMA Master Funded Participation Agreement (Par/Distressed) (Mark-up)
02/12/2014LMA Master Risk Participation Agreement (Par) (Clean)
02/12/2014LMA Master Risk Participation Agreement (Par) (Mark-up)
02/12/2014LMA Risk Participation (Par) (Clean)
02/12/2014LMA Risk Participation (Par) (Mark-up)
02/12/2014LMA Risk to Funded Participation (Par) (Clean)
02/12/2014LMA Risk to Funded Participation (Par) (Mark-up)
02/12/2014LMA Secondary Trading Documentation User Guide (Clean)
02/12/2014LMA Secondary Trading Documentation User Guide (Mark-up)
03/03/2014LMA Form of Early Termination Amount Statement for Par & Distressed Trade Transactions (Clean)
03/03/2014LMA Form of Early Termination Amount Statement for Par & Distressed Trade Transactions (Marked Up)
03/03/2014LMA Funded / Risk Participation (Par) (Clean)
03/03/2014LMA Funded / Risk Participation (Par) (Marked Up)
03/03/2014LMA Funded Participation (Distressed / Claims) (Clean)
03/03/2014LMA Funded Participation (Distressed / Claims) (Marked Up)
03/03/2014LMA Funded Participation (Par / Distressed) (Clean)
03/03/2014LMA Funded Participation (Par / Distressed) (Marked Up)
03/03/2014LMA Master Funded Participation Agreement (Par / Distressed) (Clean)
03/03/2014LMA Master Funded Participation Agreement (Par / Distressed) (Marked Up)
03/03/2014LMA Master Risk Participation Agreement (Par) (Clean)
03/03/2014LMA Master Risk Participation Agreement (Par) (Marked Up)
03/03/2014LMA Risk Participation (Par) (Clean)
03/03/2014LMA Risk Participation (Par) (Marked Up)
03/03/2014LMA Risk to Funded Participation (Par) (Clean)
03/03/2014LMA Risk to Funded Participation (Par) (Marked Up)
03/03/2014LMA Secondary Trading Documentation User Guide
03/03/2014LMA Standard Terms & Conditions for Par & Distressed Trade Transactions (Bank Debt / Claims) (Clean)
03/03/2014LMA Standard Terms & Conditions for Par & Distressed Trade Transactions (Bank Debt / Claims) (Marked Up)
03/03/2014LMA Trade Confirmation (Bank Debt) (Clean)
03/03/2014LMA Trade Confirmation (Bank Debt) (Marked Up)
05/11/2012LMA Secondary Trading Documentation User Guide
14/05/2012LMA Bilateral Netting Agreement
14/05/2012LMA Multilateral Netting Agreement
14/05/2012LMA Multilateral Termination & Transfer Agreement (Novation)
14/05/2012LMA Secondary Trading Documentation User Guide
14/05/2012LMA Standard Terms & Conditions for Par & Distressed Trade Transactions (bank debt/claims)
14/05/2012LMA Trade Confirmation (Bank Debt)
14/05/2012LMA Trade Confirmation (Claims)
14/05/2012LMA Trade Confirmation (Risk Participation)
27/06/2011LMA Standard Terms & Conditions for Par & Distressed Trade Transactions (bank debt/claims)
27/04/2011Bilateral Netting Agreement
27/04/2011Bilateral Termination and Transfer Agreement
27/04/2011Explanatory Memo re. February 2011 revisions
27/04/2011LMA Buy-In/Sell-Out Notice
27/04/2011LMA Explanatory Note relating to Proceeds Letter
27/04/2011LMA Form of Early Termination Amount Statement for Par & Distressed Trade Transactions
27/04/2011LMA Funded Participation (Par/Distressed)
27/04/2011LMA Funded/Risk Participation (Par)
27/04/2011LMA Guidance Note - LMA Recommended forms of Secondary Debt Trading Documentation
27/04/2011LMA Master Confidentiality Undertaking for Admin / Settlement Service Providers
27/04/2011LMA Master Funded Participation Agreement (Par/Distressed)
27/04/2011LMA Master Risk Participation Agreement (Par)
27/04/2011LMA Multilateral Termination & Transfer Agreement (Novation)
27/04/2011LMA Price Dispute Notice
27/04/2011LMA Pricing Panel Rules
27/04/2011LMA Purchase Price Notice
27/04/2011LMA Risk Participation (Par)
27/04/2011LMA Risk to Funded Participation
27/04/2011LMA Secondary Trading Documentation User Guide
27/04/2011LMA Standard Terms & Conditions for Par & Distressed Trade Transactions (bank debt/claims)
27/04/2011LMA Termination Notice (Par & Distressed)
27/04/2011LMA Trade Confirmation (Bank Debt)
27/04/2011LMA Trade Confirmation (Claims)
27/04/2011LMA Trade Confirmation (Risk Participation)
27/04/2011Multilateral Netting Agreement
27/04/2011Relates to changes made in January 2010
27/04/2011Termination Agreement
General
06/01/2010LMA Assignment (Bank Debt) - Mark Up Against 23 November Version
06/01/2010LMA Assignment (Bank Debt) - Mark Up Against Current Distressed Doc
06/01/2010LMA Assignment (Bank Debt) - Mark Up Against Current Par Doc
06/01/2010LMA Assignment (Distressed/Claims) - Mark Up Against 23 November Version
06/01/2010LMA Assignment (Distressed/Claims) - Mark Up Against Current Doc
06/01/2010LMA Buy-In/Sell-Out Notice - Mark Up Against 23 November Version
06/01/2010LMA Confidentiality Letter (Purchaser's Agent) - Mark Up Against Current Doc
06/01/2010LMA Confidentiality Letter (Purchaser) - Mark Up Against Current Doc
06/01/2010LMA Confidentiality Letter (Seller's Agent) - Mark Up Against Current Doc
06/01/2010LMA Confidentiality Letter (Seller) - Mark Up Against Current Doc
06/01/2010LMA Form of Early Termination Amount Statement for Par & Distressed Trade Transactions - Mark Up Against 23 November Version
06/01/2010LMA Funded Participation (Par/Distressed) - Mark Up Against 23 November Version
06/01/2010LMA Funded Participation (Par/Distressed) - Mark Up Against Current Distressed Doc
06/01/2010LMA Funded/Risk Participation (Par) - Mark Up Against 23 November Version
06/01/2010LMA Funded/Risk Participation (Par) - Mark Up Against Current Par Doc
06/01/2010LMA Master Confidentiality Undertaking - Mark Up Against Current Doc
06/01/2010LMA Master Confidentiality Undertaking for Admin / Settlement Service Providers - Mark Up Against Current Doc
06/01/2010LMA Master Funded Participation Agreement (Par Distressed) - Mark Up Against Current Par Doc
06/01/2010LMA Master Funded Participation Agreement (Par/Distressed)
06/01/2010LMA Master Funded Participation Agreement (Par/Distressed) - Mark Up Against 23 November Version
06/01/2010LMA Master Risk Participation Agreement (Par) - Mark Up Against 23 November Version
06/01/2010LMA Master Risk Participation Agreement (Par) - Mark Up Against Current Par Doc
06/01/2010LMA Price Dispute Notice - Mark Up Against 23 November Version
06/01/2010LMA Purchase Price Notice - Mark Up Against 23 November Version
06/01/2010LMA Risk Participation (Par) - Mark Up Against 23 November Version
06/01/2010LMA Risk Participation (Par) - Mark Up Against Current Doc
06/01/2010LMA Risk to Funded Participation (Par)
06/01/2010LMA Risk to Funded Participation (Par) - Mark Up Against 23 November Version
06/01/2010LMA Risk to Funded Participation (Par) - Mark Up Against Current Par Doc
06/01/2010LMA Termination & Transfer Agreement (Novation) - Mark Up Against 23 November Version
06/01/2010LMA Termination & Transfer Agreement (Novation) - Mark Up Against Current Distressed Doc
06/01/2010LMA Termination & Transfer Agreement (Novation) - Mark Up Against Current Par Doc
06/01/2010LMA Termination Notice (Par & Distressed) - Mark Up Against 23 November Version
06/01/2010LMA Transfer Agreement (Bank Debt) - Mark Up Against 23 November Version
06/01/2010LMA Transfer Agreement (Bank Debt) - Mark Up Against Current Distressed Doc
06/01/2010LMA Transfer Agreement (Bank Debt) - Mark Up Against Current Distressed Doc
06/01/2010LMA Transfer Agreement (Bank Debt) - Mark Up Against Current Par Doc
06/01/2010LMA Transfer Agreement (Bank Debt) - Mark Up Against Current Par Doc
05/01/2010LMA - Memorandum Explaining Changes to LMA Debt/Claims Trading Documentation - Par & Distressed (Mark Up Against 23 November Version)
05/01/2010LMA - Note of Principal Changes to 23 November Pending Documentation
05/01/2010LMA Standard Terms & Conditions for Par & Distressed Trade Transactions (bank debt/claims)
05/01/2010LMA Standard Terms & Conditions for Par & Distressed Trade Transactions (bank debt/claims) - Mark Up Against 23 November Version
05/01/2010LMA Standard Terms & Conditions for Par & Distressed Trade Transactions (bank debt/claims) - Mark Up Against Current Distressed Doc
05/01/2010LMA Standard Terms & Conditions for Par & Distressed Trade Transactions (bank debt/claims) - Mark Up Against Current Par Doc
05/01/2010LMA Trade Confirmation (Bank Debt) - Mark Up Against 23 November Version
05/01/2010LMA Trade Confirmation (Bank Debt) - Mark Up Against Current Distressed Doc
05/01/2010LMA Trade Confirmation (Bank Debt) - Mark Up Against Current Par Doc
05/01/2010LMA Trade Confirmation (Claims) - Mark Up Against 23 November Version
05/01/2010LMA Trade Confirmation (Claims) - Mark Up Against Current Doc
05/01/2010LMA Trade Confirmation (Risk Participation) - Mark Up Against 23 November Version
05/01/2010LMA Trade Confirmation (Risk Participation) - Mark Up Against Current Par Doc
08/12/2009Explanatory Note on Changes to LMA Debt/Claims Trading Documentation - Par and Distressed
08/12/2009LMA Combined Trade Confirmation
08/12/2009LMA Harmonised Par and Distressed Standard Terms and Conditions
17/08/2009LMA Assignment (Par)
17/08/2009LMA Confidentiality Letter (Purchaser's Agent / Broker)
17/08/2009LMA Confidentiality Letter (Purchaser)
17/08/2009LMA Confidentiality Letter (Seller's Agent / Broker)
17/08/2009LMA Confidentiality Letter (Seller)
17/08/2009LMA Funded Participation (Par)
17/08/2009LMA Funded/Risk Participation (Par)
17/08/2009LMA Master Confidentiality Undertaking
17/08/2009LMA Master Confidentiality Undertaking for use with Administration / Settlement Services Providers
17/08/2009LMA Master Funded Participation Agreement (Par)
17/08/2009LMA Master Risk Participation Agreement (Par)
17/08/2009LMA Risk Participation
17/08/2009LMA Settlement Letter
17/08/2009LMA Standard Terms and Conditions for Par Trade Transactions
17/08/2009LMA Termination and Transfer Agreement (Novation) (Par)
17/08/2009LMA Transfer Agreement (Par)
17/08/2009LMA Users Guide to Secondary Debt Trading Documentation (Par)
10/05/2007Code of Practice
10/05/2007Glossary of Terms for Transfers of Interests in Loans
10/05/2007LMA Optional Clause (Call Option)
10/05/2007LMA Optional Clause (Put Option)
10/05/2007LMA Settlement Letter for Par Trades
10/05/2007LMA Trade Confirmation
10/05/2007LMA Transfer Certificate
10/05/2007LMA Users Guide to Settlement Letter for Par Trades
10/05/2007Schedule/Breakfunding Calculator for use with Settlement Letter for Par Trades
02/06/2003APLMA Guide to the LMA Standard Secondary Documents
User Guides
05/01/2010LMA Secondary Trading Documentation User Guide (Par & Distressed)
05/01/2010Memorandum Explaining Changes to LMA Debt/Claims Trading Documentation - Par & Distressed
Confidentiality Letters
06/01/2010LMA Confidentiality Letter (Purchaser's Agent)
06/01/2010LMA Confidentiality Letter (Purchaser)
06/01/2010LMA Confidentiality Letter (Seller's Agent)
06/01/2010LMA Confidentiality Letter (Seller)
06/01/2010LMA Master Confidentiality Undertaking
06/01/2010LMA Master Confidentiality Undertaking for Admin / Settlement Service Providers
Terms & Conditions
05/01/2010LMA Standard Terms & Conditions for Par & Distressed Trade Transactions (bank debt/claims)
Trade Confirmations
05/01/2010LMA Trade Confirmation (Bank Debt)
05/01/2010LMA Trade Confirmation (Claims) - Trade Confirm (Claims)
05/01/2010LMA Trade Confirmation (Risk Participation)
Termination Notices
06/01/2010LMA Buy-In/Sell-Out Notice
06/01/2010LMA Form of Early Termination Amount Statement for Par & Distressed Trade Transactions
06/01/2010LMA Price Dispute Notice
06/01/2010LMA Purchase Price Notice
06/01/2010LMA Termination Notice (Par & Distressed)
Tranfer Agreement
06/01/2010LMA Termination & Transfer Agreement (Novation)
06/01/2010LMA Transfer Agreement (Bank Debt)
Assignment
06/01/2010LMA Assignment (Bank Debt)
06/01/2010LMA Assignment (Distressed/Claims)
Funded Participation
06/01/2010LMA Funded Participation (Par/Distressed)
06/01/2010LMA Master Funded Participation Agreement (Par/Distressed)
Risk Paticipation
06/01/2010LMA Master Risk Participation Agreement (Par)
06/01/2010LMA Risk Participation (Par)
Funded Risk Participation
06/01/2010LMA Funded/Risk Participation (Par)
Risk to Funded Participation
17/08/2009LMA Risk to Funded Participation
LMA Secondary Docs revised in Feb15 (NOTE: the LMA Sec Docs in this folder (revised to reflect changes of LMA Primary Docs in Nov14) are NOT consistent with the APLMA Primary Docs (EXCEPT the APLMA Australian Primary Docs))
17/02/2015LMA Secondary Trading Documentation User Guide (Clean)
17/02/2015LMA Secondary Trading Documentation User Guide (Marked Up)
17/02/2015LMA Standard Terms & Conditions for Par & Distressed Trade Transactions (Bank Debt/Claims) (Clean)
17/02/2015LMA Standard Terms & Conditions for Par & Distressed Trade Transactions (Bank Debt/Claims) (Marked Up)
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